Financial Forensics and Regulatory Systems (RegTech) help insure that financial markets are fair, orderly and free of fraudulent behavior. This seminar addresses some current concerns and case studies related to RegTech and financial fraud.
Rogue Trading and Financial Crime: Allfirst, Allied Irish, Bank of America and Citibank
Y.Fan, B.Hu, F.Li, P.Vaswani, Z. Zhang
The Danske Bank $2 Billion Money Laundering Fraud
C.Li, Z.Tang, T.Duan, M.Li, M.Zhang
A Case Study of The SEC Market Information Data Analytics System (MIDAS):
K.Liu, R.Cao, X.Yang, X.Wu